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Securities Reform Arrives – For Some Companies

On July 19, in an encyclopedic 468-page "Release," the Securities and Exchange Commission rewrote the rule book for the sale of securities. The SEC action is consistent with its original proposal in November 2004. The new regulatory scheme takes effect Dec. 1. The SEC has issued transition guidance for pending offerings at www.sec.gov/divisions/corpfin/transitionfaq.htm. Initial Principles We are riding ...

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